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GS

Gregory Scott Stevens

THRIVENT ASSET MANAGEMENT
Minneapolis, MN
·CRD# 6084943·14 years experience

Professional Summary

Gregory Scott Stevens, who also goes by Gregory Scott Stevens, Gregory Stevens, is a registered financial advisor currently at THRIVENT ASSET MANAGEMENT, LLC located in Minneapolis, Minnesota and THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota. Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Gregory has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gregory Scott Stevens, Gregory Stevens

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

THRIVENT ASSET MANAGEMENT, LLC·CRD# 137751
RIA
901 Marquette Avenue, Suite 2500, Minneapolis, MN 55402-3211
June 22, 2026 - Present
THRIVENT DISTRIBUTORS, LLC·CRD# 179512
BD
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265
June 16, 2026 - Present
HARTFORD FUNDS·CRD# 147746
RIA
Dacula, GA
October 27, 2023 - June 10, 2026
HARTFORD FUNDS DISTRIBUTORS, LLC·CRD# 45995
BD
Wayne, PA
October 26, 2023 - June 10, 2026
BLACKROCK INVESTMENT MANAGEMENT, LLC·CRD# 108928
RIA
Princeton, NJ
December 15, 2016 - October 20, 2023
BLACKROCK INVESTMENTS, LLC·CRD# 38642
BD
Princeton, NJ
November 4, 2016 - October 20, 2023
FORESTERS ADVISORY SERVICES, LLC·CRD# 164663
RIA
Edison, NJ
August 12, 2016 - October 18, 2016
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Edison, NJ
August 9, 2016 - October 18, 2016
PGIM INVESTMENTS LLC·CRD# 105670
RIA
Newark, NJ
October 22, 2013 - May 17, 2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Newark, NJ
October 17, 2013 - May 9, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Florham Park, NJ
September 24, 2012 - October 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Florham Park, NJ
August 20, 2012 - October 8, 2013

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Current Firm

TA
THRIVENT ASSET MANAGEMENT, LLC

THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC

CRD#: 137751 / SEC#: 801-64988
RIA
Registered Investment Advisory firm - SEC (12/15/2005 Approved)

Contact Information

Main Address

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211

Phone Number

(800) 847-4836

# of Employees

426

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

THRIVENT ASSET MANAGEMENT LLC BROCHURE 03/31/2026 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

31

AUM (Assets Under Management)

$47,988,931,706

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ASSET MANAGEMENT, LLC

THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC

CRD#: 137751 / SEC#: 801-64988
RIA
Registered Investment Advisory firm - SEC (12/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(6/22/2026)
RR
Georgia
(6/16/2026)
IAR
Minnesota
(6/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2012About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Stevens's CRS (Customer Relationship Summary).

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