MS
Matthew R. Sweat
TLG ADVISORS
Dublin, GA 31021
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CRD#: 6084584
MS
Professional summary
Matthew R Sweat, who also goes by Matthew Ross Sweat, Matt Sweat, is a registered financial advisor currently at TLG ADVISORS, INC. located in Dublin, Georgia and THE LEADERS GROUP, INC. located in Dublin, Georgia.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Ross Sweat | Matt Sweat
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) M SWEAT FINANCIAL RESOURCES, ILC - 12/22/2020 - 306 Academy Avenue, Suite 106, Dublin, GA 31021 - Owner/Sole Member, Pay bills, keep books, Not Invt Rel, Company account for receiving fixed commissions and paying company expenses, 24 hrs/mo; 0 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 1/4/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) LEGION FC ACADEMY SOCCER - 2/1/2022 - 110 Snellgrove Drive, Kathleen, GA 31047 - Head Coach, Coaching, Not Invt Rel, 24 hrs/ mo; 0 hrs/mo (during trading hours). 4.) DEEP SOUTH FINANCIAL - 1/1/2021 - 306 Academy Avenue, Suite 106, Dublin, GA 31021 - Owner, managerial for fixed business, Not Invt Rel, 20 hrs/mo; 20 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Matthew R Sweat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2021 - Present
TLG ADVISORS, INC.
Office #1: 306 Academy Avenue Suite 106, Dublin, GA 31021RIA
CRD#: 111052
Dublin, GA
Current
January 4, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 306 Academy Avenue, Suite 106, Dublin, GA 31021BD
CRD#: 37157
Dublin, GA
Past
November 24, 2020 - January 6, 2021
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
Rincon, GA
Past
November 23, 2020 - January 6, 2021
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
May 29, 2019 - November 20, 2020
LION STREET ADVISORS, LLC
RIA
CRD#: 167610
Dublin, GA
Past
May 28, 2019 - November 20, 2020
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
AUSTIN, TX
Past
October 23, 2015 - May 28, 2019
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
Dublin, GA
Past
October 25, 2013 - May 28, 2019
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
Dublin, GA
Past
February 20, 2013 - October 4, 2013
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DUBLIN, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2021)
RR
Florida(1/4/2021)
RR
Georgia(1/4/2021)
IAR
Georgia(1/5/2021)
RR
Mississippi(8/31/2022)
RR
South Carolina(1/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TLG ADVISORS, INC.
CRD#: 111052Dublin, GA 31021TRUST BUT VERIFY
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