Oscar J. Casas

TRANQUILITY PATH INVESTMENT ADVISORS

Matawan, NJ 07747

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CRD#: 6083638

Professional summary

Oscar John Casas JR., CFP® is a registered financial advisor currently at TRANQUILITY PATH INVESTMENT ADVISORS, LLC located in Matawan, New Jersey.

Oscar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Oscar has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OSCAR J. CASAS, JR.; NOT INVESTMENT-RELATED; LITTLE SILVER, NJ 07739; INSURANCE AND ANNUITY RELATED PRODUCT SALES; SOLE PROPRIETOR; START DATE - 10/2011; 10 HOURS/WEEK; INDEPENDENT INSURANCE PRODUCT SALES. 2)VOLUNTEER TREASURER FOR LOCAL MONMOUTH COUNTY, NJ CUB SCOUTS PACK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oscar John Casas JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

September 24, 2012 - Present

TRANQUILITY PATH INVESTMENT ADVISORS, LLC

Office #1: 100 Matawan Road Suite 180, Matawan, NJ 07747

RIA

CRD#: 156518

Matawan, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/4/2024)

IAR

New Jersey
(9/24/2012)

IAR

New York
(11/19/2021)

IAR

Washington
(3/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2012

Uniform Investment Adviser Law Examination

Current Firm

TRANQUILITY PATH INVESTMENT ADVISORS, LLC

CRD#: 156518 / SEC#:

Louisiana

Registered Investment Advisory firm - (4/4/2024 Approved)

New Jersey

Registered Investment Advisory firm - (3/16/2011 Approved)

New York

Registered Investment Advisory firm - (5/21/2019 Approved)

Washington

Registered Investment Advisory firm - (3/1/2022 Approved)

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Contact information

Main Address

100 Matawan Road Suite 180, Matawan, NJ 07747

Mailing Address

Phone number

(908) 759-6322

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Oscar J. Casas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oscar John Casas JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANQUILITY PATH INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2012

Current Firm

TRANQUILITY PATH INVESTMENT ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

TRANQUILITY PATH INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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