Christopher J. Riboli

ROOT FINANCIAL PARTNERS

El Segundo, CA

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CRD#: 6083603

Professional summary

Christopher Joseph Riboli, who also goes by Christopher Riboli, is a registered financial advisor currently at ROOT FINANCIAL PARTNERS located in El Segundo, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Christopher has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Riboli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Joseph Riboli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2021 - Present

ROOT FINANCIAL PARTNERS

RIA

CRD#: 290289

El Segundo, CA

Past

July 3, 2013 - November 11, 2021

INTEGRITY FINANCIAL CORPORATION

RIA

CRD#: 137125

MANHATTAN BEACH, CA

Past

October 9, 2012 - April 1, 2013

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

VALENCIA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROOT FINANCIAL PARTNERS

ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS

CRD#: 290289 / SEC#: 801-125945

RIA

Registered Investment Advisory firm - (7/8/2022 Approved)

California

Registered Investment Advisory firm - (8/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/12/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/18/2021)

IAR

Florida
(8/3/2023)

IAR

Texas
(11/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/8/2012

General Securities Representative Examination

Current Firm

ROOT FINANCIAL PARTNERS

ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS

CRD#: 290289 / SEC#: 801-125945

RIA

Registered Investment Advisory firm - (7/8/2022 Approved)

California

Registered Investment Advisory firm - (8/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/12/2022 Terminated)

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Contact information

Main Address

1106 2nd Street Suite 102, Encinitas, CA 92024

Mailing Address

Phone number

(760) 452-0720

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/12/2025)

Regulatory assets under management

Total Number of Accounts	2,597
AUM (Assets Under Management)	$ 1,106,417,268

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher J. Riboli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Joseph Riboli's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROOT FINANCIAL PARTNERS

INTEGRITY FINANCIAL CORPORATION

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

ROOT FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2013

Series 7

Date: 10/8/2012

Current Firm

ROOT FINANCIAL PARTNERS

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROOT FINANCIAL PARTNERS

TRUST BUT VERIFY

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