Derek T. Tharp
Professional summary
Derek Thomas Tharp, CFP®, CLU®, who also goes by Derek Thapr, is a registered financial advisor currently at CONSCIOUS CAPITAL located in Scarborough, Maine.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Derek has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Derek Thomas Tharp's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
May 23, 2016 - Present
CONSCIOUS CAPITAL
August 2, 2014 - May 11, 2016
ROBERT W. BAIRD & CO. INCORPORATED
July 29, 2014 - May 11, 2016
ROBERT W. BAIRD & CO. INCORPORATED
December 12, 2012 - July 29, 2014
MOTE WEALTH MANAGEMENT, LLC
June 26, 2012 - November 9, 2012
REGENTATLANTIC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/23/2016)
(10/17/2018)
(6/28/2024)
(9/14/2023)
(4/18/2024)
Exams
Current Firm
CONSCIOUS CAPITAL
CRD#: 283947 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 43,053,594 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/26/2025 | ||
| 06/20/2025 | ||
| 02/15/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
