Derek Thomas Tharp
CFP®, CLU®Professional Summary
Derek Thomas Tharp, CFP®, CLU®, who also goes by Derek Thapr, is a registered financial advisor currently at CONSCIOUS CAPITAL located in Scarborough, Maine. Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Derek has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Derek Thapr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
14 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
CONSCIOUS CAPITAL | CONSCIOUS CAPITAL, LLC | CONSCIOUS CAPITAL, INC.
Contact Information
Main Address
Scarborough, MEMailing Address
68 Harrison Avenue, Ste. 605 Pmb 50539, Boston, MA 02111-1929Phone Number
(207) 544-9001# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
426AUM (Assets Under Management)
$68,030,254Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/26/2025 | Cover Page | Report |
| 06/20/2025 | Cover Page | Report |
| 02/15/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/23/2016)
(10/17/2018)
(6/28/2024)
(9/14/2023)
(4/18/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Derek Thomas Tharp's CRS (Customer Relationship Summary).
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