JW
Joel A. Wozny
KEY INVESTMENT SERVICES LLC
Middleburg Heights, OH 44130
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CRD#: 6083381
JW
Professional summary
Joel A Wozny, who also goes by Joel A Wozny, Joel Addison Wozny, Joel Wozny, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Middleburg Heights, Ohio.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Joel has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joel A Wozny | Joel Addison Wozny | Joel Wozny
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Western & Southern Life - Wooster, OH - NO - Full Time Sales Agent; JOEL WOZNY - POSITION: Technology Services Consultant NATURE: Independent IT - Self Employment INVESTMENT RELATED: Np NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2010 ADDRESS: 206 EAST STREET, Wadsworth OH 44281, United States DESCRIPTION: Assist individuals and small businesses with technology services on a referral-only basis.
CRS (Client Relationship Summary) - RIA
Click below to view Joel A Wozny's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joel A Wozny's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 18324 Bagley Road, Middleburg Heights, OH 44130RIA
BD
CRD#: 136300
Middleburg Heights, OH
Current
September 11, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 18324 Bagley Road, Middleburg Heights, OH 44130RIA
BD
CRD#: 136300
Middleburg Heights, OH
Past
July 25, 2024 - September 2, 2025
W&S BROKERAGE SERVICES, INC.
RIA
CRD#: 8099
WOOSTER, OH
Past
July 24, 2024 - September 2, 2025
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
WOOSTER, OH
Past
April 3, 2019 - April 3, 2024
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
Wadsworth, OH
Past
April 3, 2019 - April 3, 2024
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
Akron, OH
Past
April 11, 2018 - December 6, 2018
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
AKRON, OH
Past
September 12, 2017 - December 18, 2017
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
WADSWORTH, OH
Past
July 1, 2014 - December 18, 2017
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
WADSWORTH, OH
Past
October 1, 2012 - April 10, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
WADSWORTH, OH
Past
July 11, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
WADSWORTH, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/17/2025)
RR
Florida(9/17/2025)
RR
Michigan(9/17/2025)
RR
North Carolina(9/17/2025)
RR
Ohio(9/11/2025)
IAR
Ohio(9/11/2025)
RR
Pennsylvania(9/17/2025)
RR
Texas(9/17/2025)
RR
Vermont(9/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/2/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
