Joseph S. Abboud

RINZLER CAPITAL LLC

Houston, TX

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CRD#: 6083026

Professional summary

Joseph Simon Abboud is a registered financial advisor currently at RINZLER CAPITAL LLC located in Houston, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Joseph has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Simon Abboud's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2022 - Present

RINZLER CAPITAL LLC

RIA

CRD#: 317622

Houston, TX

Past

August 10, 2012 - October 25, 2012

MORGAN STANLEY

CRD#: 149777

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/5/2025)

IAR

Texas
(2/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/18/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/9/2012

General Securities Representative Examination

Current Firm

RINZLER CAPITAL LLC

CRD#: 317622 / SEC#:

Georgia

Registered Investment Advisory firm - (10/3/2024 Approved)

Texas

Registered Investment Advisory firm - (2/25/2022 Approved)

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Contact information

Main Address

Atlanta, GA

Mailing Address

Phone number

(610) 716-7392

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph S. Abboud

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Simon Abboud's CRS (Customer Relationship Summary).

Certified licenses

Experience

RINZLER CAPITAL LLC

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 65

Date: 2/18/2022

Series 7

Date: 8/9/2012

Current Firm

RINZLER CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RINZLER CAPITAL LLC

TRUST BUT VERIFY

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