David A. Posluszny
Professional summary
David Anthony Posluszny, who also goes by David Posluszny, is a registered financial professional currently at FIDELITY & GUARANTY SECURITIES, LLC located in Des Moines, Iowa.
David is registered as a RR (Registered Representative) and started their career in finance in 2012. David has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Anthony Posluszny's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2023 - Present
FIDELITY & GUARANTY SECURITIES, LLC
Office #1: 801 Grand Ave, Suite 2600, Des Moines, IA 50309August 19, 2016 - March 17, 2021
PACIFIC SELECT DISTRIBUTORS, LLC
March 31, 2015 - July 25, 2016
PARK AVENUE SECURITIES LLC
January 14, 2013 - March 31, 2015
GUARDIAN INVESTOR SERVICES LLC
July 20, 2012 - January 16, 2013
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2024)
(4/20/2023)
(6/5/2024)
(4/28/2023)
(9/3/2024)
(10/1/2024)
(9/4/2024)
Exams
Series 6TO
Date: 3/30/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720 / SEC#: , 8-70916
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY & GUARANTY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| ANDERSON, STEPHEN FRANCIS | CHIEF COMPLIANCE OFFICER AND AML OFFICER | 1181095 |
| BARRETT, RONALD JOHN JR | DIRECTOR | 2480222 |
| CANTONWINE, TESSA ELIZABETH | SECRETARY | 5626630 |
| OLSON, THOMAS G | CHIEF EXECUTIVE OFFICE AND DIRECTOR | 2393888 |
| PHELPS, JOHN A | DIRECTOR | 5664815 |
| RIP, OLGA | FINOP PRINCIPAL, PRINCIPAL OPERATIONS OFFICER, AND PRINCIPAL FINANCIAL OFFICER | 5440553 |
Red Flags
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Company Information
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720Des Moines, IA 50309TRUST BUT VERIFY
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