Jasen L. Wallace
Professional summary
Jasen Lee Wallace, CFP® is a registered financial advisor currently at EXENCIAL WEALTH ADVISORS located in Austin, Texas.
Jasen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jasen has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jasen Lee Wallace's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
November 14, 2023 - Present
EXENCIAL WEALTH ADVISORS
Office #1: 4101 Parkstone Heights Drive Suite 210, Austin, TX 78746November 1, 2021 - November 21, 2023
AMERITAS ADVISORY SERVICES, LLC
February 10, 2016 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
January 10, 2014 - November 21, 2023
AMERITAS INVESTMENT COMPANY, LLC
Primary Firm SEC Registration
EXENCIAL WEALTH ADVISORS
CRD#: 130475 / SEC#: 801-62789
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/17/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
Exams
Current Firm
EXENCIAL WEALTH ADVISORS
CRD#: 130475 / SEC#: 801-62789
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,357 |
| AUM (Assets Under Management) | $ 5,301,377,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 08/27/2024 | ||
| 11/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
