MS
Matthew Sanchez
IVY LEAGUE FINANCIAL ADVISORS LLC
Rockville, MD 20850
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CRD#: 6082699
MS
Professional summary
Matthew Sanchez is a registered financial advisor currently at IVY LEAGUE FINANCIAL ADVISORS LLC located in Rockville, Maryland.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Matthew has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2021 - Present
IVY LEAGUE FINANCIAL ADVISORS LLC
Office #1: 11 North Washington Street Suite 250, Rockville, MD 20850RIA
CRD#: 119145
Rockville, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IVY LEAGUE FINANCIAL ADVISORS LLC
COMMONWEALTH ADVISORY GROUP LLC | IVY LEAGUE FINANCIAL ADVISORS LLC | COMMONWEALTH ADVISORY GROUP, LLC
CRD#: 119145 / SEC#: 801-66562
RIA
Registered Investment Advisory firm - (4/10/2006 Approved)District of Columbia
Registered Investment Advisory firm - (5/8/2006 Terminated)Maryland
Registered Investment Advisory firm - (5/8/2006 Terminated)Virginia
Registered Investment Advisory firm - (5/15/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(1/18/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
IVY LEAGUE FINANCIAL ADVISORS LLC
COMMONWEALTH ADVISORY GROUP LLC | IVY LEAGUE FINANCIAL ADVISORS LLC | COMMONWEALTH ADVISORY GROUP, LLC
CRD#: 119145 / SEC#: 801-66562
RIA
Registered Investment Advisory firm - (4/10/2006 Approved)District of Columbia
Registered Investment Advisory firm - (5/8/2006 Terminated)Maryland
Registered Investment Advisory firm - (5/8/2006 Terminated)Virginia
Registered Investment Advisory firm - (5/15/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11 North Washington Street Suite 250, Rockville, MD 20850
Mailing Address
Phone number
(301) 258-1300
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 331 |
| AUM (Assets Under Management) | $ 151,027,200 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/30/2024 | ||
| 01/26/2024 | ||
| 12/02/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
