Alejandro Lozano

FLOURISH FINANCIAL PLANNING

GRAPEVINE, TX 76051

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CRD#: 6082445

Professional summary

Alejandro Lozano, CFP®, who also goes by Alex Lozano, is a registered financial advisor currently at FLOURISH FINANCIAL PLANNING located in Grapevine, Texas.

Alejandro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Alejandro has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Lozano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Northstar Financial Planning related, no investment management 8605 Santa Monica Blvd, PMB 65044 West Hollywood, CA 90069 Financial Planner. Part Time 20 hours per week Start date: April 1st 2024 Providing Financial Planning services to North Star members a company sponsored employee benefit.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alejandro Lozano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

August 13, 2024 - Present

FLOURISH FINANCIAL PLANNING

Office #1: 1785 State Hwy 26 Ste 200, Grapevine, TX 76051

RIA

CRD#: 295401

GRAPEVINE, TX

Past

April 11, 2024 - February 5, 2025

NORTHSTAR INVESTMENT ADVISORY LLC

RIA

CRD#: 315965

Lewisville, TX

Past

January 2, 2024 - August 5, 2024

LOZANO GROUP WEALTH MANAGEMENT

RIA

CRD#: 328448

LEWISVILLE, TX

Past

May 14, 2015 - September 21, 2023

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

PLANO, TX

Past

October 1, 2012 - September 21, 2023

J.P. MORGAN SECURITIES LLC

CRD#: 79

PLANO, TX

Past

July 11, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/17/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/9/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FLOURISH FINANCIAL PLANNING

FLOURISH FINANCIAL PLANNING | SDG FINANCIAL PLANNING, LLC

CRD#: 295401 / SEC#:

Louisiana

Registered Investment Advisory firm - (11/19/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/18/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1785 State Hwy 26 Ste 200, Grapevine, TX 76051

Mailing Address

Phone number

(817) 799-7699

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	171
AUM (Assets Under Management)	$ 28,224,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alejandro Lozano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alejandro Lozano's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHSTAR INVESTMENT ADVISORY LLC

LOZANO GROUP WEALTH MANAGEMENT

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2015

Series 63

Date: 7/17/2012

SIE

Date: 10/1/2018

Series 7

Date: 4/16/2015

Series 6

Date: 7/9/2012

Current Firm

FLOURISH FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FLOURISH FINANCIAL PLANNING

TRUST BUT VERIFY

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