Gary L. Dann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Leslie Dann, who also goes by Gary Dann, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1969. Gary had worked at 6 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2002 - December 17, 2012
NETWORK 1 FINANCIAL SECURITIES INC.
May 28, 1998 - January 2, 2002
WALNUT STREET SECURITIES, INC.
July 28, 1993 - December 31, 1994
OSAIC FS, INC.
May 29, 1987 - April 7, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
January 10, 1980 - July 21, 1992
HIMCO DISTRIBUTION SERVICES COMPANY
December 10, 1969 - June 29, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/6/1969
Registered Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
