Brian J. Rosso

ELEVATE WEALTH ADVISORY

ATHENS, GA 30606

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CRD#: 6082305

Professional summary

Brian James Rosso, who also goes by Brian J Rosso, is a registered financial advisor currently at ELEVATE WEALTH ADVISORY, INC. located in Athens, Georgia.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Brian has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian J Rosso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian James Rosso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2023 - Present

ELEVATE WEALTH ADVISORY, INC.

Office #1: 2500 Daniells Bridge Rd Building 200, Suite 2b, Athens, GA 30606

RIA

CRD#: 149713

ATHENS, GA

Past

March 25, 2015 - April 3, 2023

STADION MONEY MANAGEMENT, LLC

RIA

CRD#: 112608

WATKINSVILLE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATE WEALTH ADVISORY, INC.

ELEVATE WEALTH ADVISORY, INC. | VICKERY FINANCIAL SERVICES, INC.

CRD#: 149713 / SEC#: 801-77776

RIA

Registered Investment Advisory firm - (4/1/2013 Approved)

Florida

Registered Investment Advisory firm - (4/15/2013 Terminated)

Georgia

Registered Investment Advisory firm - (4/15/2013 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2015

Uniform Investment Adviser Law Examination

Current Firm

ELEVATE WEALTH ADVISORY, INC.

ELEVATE WEALTH ADVISORY, INC. | VICKERY FINANCIAL SERVICES, INC.

CRD#: 149713 / SEC#: 801-77776

RIA

Registered Investment Advisory firm - (4/1/2013 Approved)

Florida

Registered Investment Advisory firm - (4/15/2013 Terminated)

Georgia

Registered Investment Advisory firm - (4/15/2013 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2013 Terminated)

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Contact information

Main Address

2500 Daniells Bridge Rd Building 200, Suite 2b, Athens, GA 30606

Mailing Address

Phone number

(706) 353-2728

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELEVATE WEALTH ADVISORY FORM ADV PART 2A (1/15/2026)

Regulatory assets under management

Total Number of Accounts	1,649
AUM (Assets Under Management)	$ 338,136,673

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian J. Rosso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian James Rosso's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEVATE WEALTH ADVISORY, INC.

STADION MONEY MANAGEMENT, LLC

Primary Firm SEC Registration

ELEVATE WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2015

Current Firm

ELEVATE WEALTH ADVISORY, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATE WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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