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James Christopher Bayard

James C. Bayard

CAPITAL SOUTH WEALTH MANAGEMENT
Baton Rouge, LA 70808
Some features on this profile are disabled
CRD#: 6081998
James Christopher Bayard

Professional summary

James Christopher Bayard, CFP®, ChFC® is a registered financial advisor currently at CAPITAL SOUTH WEALTH MANAGEMENT, LLC located in Baton Rouge, Louisiana.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. James has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE BROKERAGE, LLC; INVESTMENT RELATED; EAST BATON ROUGE, LA; 01/2017; INSURANCE AGENT; 1 HOUR A MONTH; 1 HOUR DURING SECURITIES TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Christopher Bayard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

ChFC®

Chartered Financial Consultant

Experience

Current

September 4, 2019 - Present

CAPITAL SOUTH WEALTH MANAGEMENT, LLC

Office #1: 6513 Perkins Road Suite 106, Baton Rouge, LA 70808
RIA
CRD#: 304838
Baton Rouge, LA
Past

August 30, 2016 - September 18, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
BATON ROUGE, LA
Past

August 30, 2016 - September 18, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
BATON ROUGE, LA
Past

January 8, 2014 - August 30, 2016

CETERA ADVISORS LLC

RIA
CRD#: 10299
BATON ROUGE, LA
Past

December 10, 2013 - August 30, 2016

CETERA ADVISORS LLC

BD
CRD#: 10299
BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(9/4/2019)
IAR
Texas
(9/20/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/21/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/9/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/7/2019
General Securities Principal Examination

Current Firm

CS
CAPITAL SOUTH WEALTH MANAGEMENT, LLC
CAPITAL SOUTH WEALTH MANAGEMENT, LLC

CRD#: 304838 / SEC#:

Louisiana
Registered Investment Advisory firm - (9/4/2019 Approved)
Texas
Registered Investment Advisory firm - (9/19/2019 Conditional Restricted)
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Contact information

Main Address
6513 Perkins Road Suite 106, Baton Rouge, LA 70808
Mailing Address
Phone number
(225) 709-0703
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts270
AUM (Assets Under Management)$ 83,630,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL SOUTH WEALTH MANAGEMENT, LLC

CRD#: 304838Baton Rouge, LA 70808

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