Juliette L. Bucher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juliette Lin Bucher was a registered financial professional .
Juliette is a previously registered financial professional and started their career in finance in 2012. Juliette had worked at 4 firms and has passed the Series 65, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2015 - March 3, 2017
B. RILEY CAPITAL MANAGEMENT
July 18, 2014 - March 3, 2017
B. RILEY & CO., LLC
February 18, 2014 - April 16, 2014
B. RILEY & CO., LLC
February 18, 2014 - June 23, 2015
B. RILEY ASSET MANAGEMENT, LLC
September 3, 2012 - February 12, 2014
ONE CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
B. RILEY CAPITAL MANAGEMENT
CRD#: 160510 / SEC#: 801-73824
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 200,431,932 |
Red Flags
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