JB
James L. Berry
BDT & MSD PARTNERS
CHICAGO, IL 60611-4251
Some features on this profile are disabled
CRD#: 6081764
JB
Professional summary
James Louis Berry, who also goes by Jim Berry, is a registered financial professional currently at BDT & MSD PARTNERS, LLC located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 2012. James has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jim Berry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Louis Berry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2013 - Present
BDT & MSD PARTNERS, LLC
Office #1: 401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4251BD
CRD#: 150459
CHICAGO, IL
Past
August 15, 2012 - April 5, 2013
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/24/2018)
RR
Alaska(8/24/2018)
RR
Arizona(8/24/2018)
RR
Arkansas(8/24/2018)
RR
California(8/24/2018)
RR
Colorado(5/15/2018)
RR
Connecticut(8/24/2018)
RR
Delaware(8/24/2018)
RR
District of Columbia(5/15/2018)
RR
Florida(5/15/2018)
RR
Georgia(8/24/2018)
RR
Hawaii(8/24/2018)
RR
Idaho(8/24/2018)
RR
Illinois(8/24/2018)
RR
Indiana(8/24/2018)
RR
Iowa(8/24/2018)
RR
Kansas(8/24/2018)
RR
Kentucky(8/24/2018)
RR
Louisiana(5/15/2018)
RR
Maine(8/24/2018)
RR
Maryland(5/15/2018)
RR
Massachusetts(8/24/2018)
RR
Michigan(8/24/2018)
RR
Minnesota(8/24/2018)
RR
Mississippi(8/24/2018)
RR
Missouri(8/24/2018)
RR
Montana(8/24/2018)
RR
Nebraska(8/24/2018)
RR
Nevada(8/24/2018)
RR
New Hampshire(8/24/2018)
RR
New Jersey(8/24/2018)
RR
New Mexico(8/24/2018)
RR
New York(8/24/2018)
RR
North Carolina(8/24/2018)
RR
North Dakota(8/24/2018)
RR
Ohio(5/16/2018)
RR
Oklahoma(8/24/2018)
RR
Oregon(8/24/2018)
RR
Pennsylvania(8/24/2018)
RR
Rhode Island(8/24/2018)
RR
South Carolina(8/24/2018)
RR
South Dakota(8/24/2018)
RR
Tennessee(8/24/2018)
RR
Texas(8/24/2018)
RR
Utah(8/24/2018)
RR
Vermont(8/24/2018)
RR
Virginia(8/24/2018)
RR
Washington(8/24/2018)
RR
West Virginia(8/24/2018)
RR
Wisconsin(8/24/2018)
RR
Wyoming(8/24/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
B&
BDT & MSD PARTNERS, LLC
BDT & COMPANY, LLC | BDT & MSD PARTNERS, LLC
CRD#: 150459 / SEC#: , 8-68263
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4250
Mailing Address
401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4250
Phone number
(312) 660-7300
Established
Delaware since 04/30/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BDT & MSD HOLDINGS, L.P. | SOLE MEMBER | |
| BURNS, MICHAEL EDWIN | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2817817 |
| FEINGOLD, CHAD MORGAN | CHIEF OPERATING OFFICER | 4564290 |
| JESTER, DAN HAMILL | PRESIDENT | 2088996 |
| LEMKAU, GREGG ROBERT | CO-CHIEF EXECUTIVE OFFICER | 2529069 |
| MATHEWS, ERIKA LYNN | VICE PRESIDENT | 6230510 |
| MICHEL, CINDY ZEE | VICE PRESIDENT AND GLOBAL CHIEF COMPLIANCE OFFICER | 4661808 |
| ORR, SAN WATTERSON III | PRESIDENT | 2931458 |
| TODD, MARY ANN | CHIEF LEGAL OFFICER AND SECRETARY | 6910167 |
| TROTT, BYRON DAVID | CO-CHIEF EXECUTIVE OFFICER | 1082133 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
