Victoria C. Sullivan

NEW HORIZONS WEALTH MANAGEMENT

Cedar Knolls, NJ 07927

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CRD#: 6081556

Professional summary

Victoria Claire Sullivan, who also goes by VIctoria Claire Lawrence, is a registered financial advisor currently at NEW HORIZONS WEALTH MANAGEMENT located in Cedar Knolls, New Jersey and WORLD INVESTMENTS, LLC located in Cedar Knolls, New Jersey.

Victoria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Victoria has worked at 7 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Victoria Claire Lawrence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Hyde Park Wealth Advisors, LLC, Investment Related, DBA Investment advisor, Cincinnati, OH, Registered Assistant, 10/2021, 84 hours per month, 84 hours during trading hours, account opening, paperwork, set client meetings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Claire Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2024 - Present

NEW HORIZONS WEALTH MANAGEMENT

Office #1: 240 Cedar Knolls Rd Suite 306, Cedar Knolls, NJ 07927

RIA

CRD#: 328155

Cedar Knolls, NJ

Current

October 2, 2024 - Present

WORLD INVESTMENTS, LLC

Office #1: 240 Cedar Knolls Road Suite 306, Cedar Knolls, NJ 07927

CRD#: 20626

Cedar Knolls, NJ

Past

April 11, 2022 - July 9, 2024

DEMPSEY LORD SMITH, LLC

RIA

CRD#: 141238

CINCINNATI, OH

Past

April 11, 2022 - July 9, 2024

DEMPSEY LORD SMITH, LLC

CRD#: 141238

CINCINNATI, OH

Past

January 15, 2021 - December 9, 2022

PREMIUM 72 CAPITAL

RIA

CRD#: 284519

Cincinnati, OH

Past

June 13, 2019 - May 5, 2022

CABOT LODGE SECURITIES LLC

CRD#: 159712

Cincinnati, OH

Past

June 27, 2014 - May 15, 2019

SANDLAPPER SECURITIES, LLC

CRD#: 137906

Cincinnati, OH

Past

September 9, 2013 - June 23, 2014

COLONY PARK FINANCIAL SERVICES LLC.

CRD#: 41534

CINCINNATI, OH

Past

December 20, 2012 - December 31, 2020

COLONY PARK FINANCIAL SERVICES LLC.

RIA

CRD#: 41534

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW HORIZONS WEALTH MANAGEMENT

NEW HORIZONS WEALTH MANAGEMENT | NHWM LLC

CRD#: 328155 / SEC#: 801-128979

RIA

Registered Investment Advisory firm - (10/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NEW HORIZONS WEALTH MANAGEMENT

NEW HORIZONS WEALTH MANAGEMENT | NHWM LLC

CRD#: 328155 / SEC#: 801-128979

RIA

Registered Investment Advisory firm - (10/31/2023 Approved)

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Contact information

Main Address

240 Cedar Knolls Rd Suite 306, Cedar Knolls, NJ 07927

Mailing Address

Phone number

(973) 540-1066

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (7/3/2025)

FORM ADV PART 2A (7/3/2025)

Regulatory assets under management

Total Number of Accounts	674
AUM (Assets Under Management)	$ 187,121,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Victoria C. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Claire Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD INVESTMENTS, LLC

DEMPSEY LORD SMITH, LLC

DEMPSEY LORD SMITH, LLC

PREMIUM 72 CAPITAL

CABOT LODGE SECURITIES LLC

SANDLAPPER SECURITIES, LLC

COLONY PARK FINANCIAL SERVICES LLC.

COLONY PARK FINANCIAL SERVICES LLC.

Primary Firm SEC Registration

NEW HORIZONS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/9/2013

FINRA

Current Firm

NEW HORIZONS WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW HORIZONS WEALTH MANAGEMENT

TRUST BUT VERIFY

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