Derek Hartman

GLOBAL FINANCIAL PRIVATE CLIENT

Sarasota, FL 34232

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CRD#: 6081035

Professional summary

Derek Hartman is a registered financial advisor currently at GLOBAL FINANCIAL PRIVATE CLIENT located in Sarasota, Florida.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Derek has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Hartman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2018 - Present

GLOBAL FINANCIAL PRIVATE CLIENT

Office #1: 6000 Cattleridge Drive Suite 200, Sarasota, FL 34232

RIA

CRD#: 290006

Sarasota, FL

Past

August 18, 2017 - February 15, 2018

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

SARASOTA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL FINANCIAL PRIVATE CLIENT

GLOBAL FINANCIAL PRIVATE CLIENT | GLOBAL FINANCIAL PRIVATE CLIENT, LLC

CRD#: 290006 / SEC#: 801-112204

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2017

Uniform Investment Adviser Law Examination

Current Firm

GLOBAL FINANCIAL PRIVATE CLIENT

GLOBAL FINANCIAL PRIVATE CLIENT | GLOBAL FINANCIAL PRIVATE CLIENT, LLC

CRD#: 290006 / SEC#: 801-112204

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

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Contact information

Main Address

6000 Cattleridge Drive Suite 200, Sarasota, FL 34232

Mailing Address

Phone number

(941) 441-1624

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/18/2025)

Regulatory assets under management

Total Number of Accounts	954
AUM (Assets Under Management)	$ 666,929,242

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/08/2025	Cover Page	Report
01/09/2024	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derek Hartman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Hartman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL PRIVATE CLIENT

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Primary Firm SEC Registration

GLOBAL FINANCIAL PRIVATE CLIENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2017

Current Firm

GLOBAL FINANCIAL PRIVATE CLIENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLOBAL FINANCIAL PRIVATE CLIENT

TRUST BUT VERIFY

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