Alex Jemetz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Jemetz was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 2012. Alex had worked at 2 firms and has passed the Series 63, SIE and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2017 - April 16, 2024
LAURENTIAN CAPITAL (USA) INC
October 1, 2012 - February 24, 2016
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Exams
Series 38
Date: 9/28/2012
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
LAURENTIAN CAPITAL (USA) INC
CRD#: 171211 / SEC#: , 8-69450
Contact information
Documents
Direct owners and executive officers
Red Flags
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