TW
Tian Wu
MOMENTUS SECURITIES LLC
New York, NY 10018
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CRD#: 6080763
TW
Professional summary
Tian Wu is a registered financial professional currently at MOMENTUS SECURITIES LLC located in New York, New York.
Tian is registered as a RR (Registered Representative) and started their career in finance in 2012. Tian has worked at 2 firms and has passed the Series 63, Series 50, Series 99TO, Series 52TO, SIE, Series 79, Series 7, Series 54, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tian Wu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2023 - Present
MOMENTUS SECURITIES LLC
Office #1: 1350 Broadway, Room/suite 2320, New York, NY 10018BD
CRD#: 307780
New York, NY
Past
September 11, 2012 - June 15, 2022
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/23/2023)
RR
Alaska(4/20/2023)
RR
Arizona(5/8/2023)
RR
Arkansas(6/14/2023)
RR
California(5/1/2023)
RR
Colorado(4/18/2023)
RR
Connecticut(4/6/2023)
RR
Delaware(4/18/2023)
RR
District of Columbia(5/25/2023)
RR
Florida(5/8/2023)
RR
Georgia(4/12/2023)
RR
Hawaii(6/1/2023)
RR
Idaho(4/4/2023)
RR
Illinois(6/28/2023)
RR
Indiana(6/8/2023)
RR
Iowa(4/4/2023)
RR
Kansas(4/28/2023)
RR
Kentucky(4/10/2023)
RR
Louisiana(4/10/2023)
RR
Maine(4/25/2023)
RR
Maryland(4/18/2023)
RR
Massachusetts(5/22/2023)
RR
Michigan(4/7/2023)
RR
Minnesota(1/12/2024)
RR
Mississippi(4/3/2023)
RR
Missouri(5/12/2023)
RR
Montana(4/18/2023)
RR
Nebraska(4/25/2023)
RR
Nevada(4/17/2023)
RR
New Hampshire(5/25/2023)
RR
New Jersey(5/12/2023)
RR
New Mexico(4/27/2023)
RR
New York(2/13/2023)
RR
North Carolina(4/6/2023)
RR
North Dakota(5/2/2023)
RR
Ohio(4/18/2023)
RR
Oklahoma(5/4/2023)
RR
Oregon(5/5/2023)
RR
Pennsylvania(4/11/2023)
RR
Puerto Rico(6/6/2023)
RR
Rhode Island(4/18/2023)
RR
South Carolina(4/4/2023)
RR
South Dakota(5/3/2023)
RR
Tennessee(4/11/2023)
RR
Texas(4/3/2023)
RR
Utah(4/5/2023)
RR
Vermont(5/17/2023)
RR
Virgin Islands(5/23/2023)
RR
Virginia(4/11/2023)
RR
Washington(4/26/2023)
RR
West Virginia(4/20/2023)
RR
Wisconsin(5/1/2023)
RR
Wyoming(5/5/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/31/2024
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 2/13/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOMENTUS SECURITIES LLC
ALLIANCE SECURITIES LLC | RPS SECURITIES LLC | MOMENTUS SECURITIES LLC
CRD#: 307780 / SEC#: 801-120601, 8-70499
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1350 Broadway Room/suite 2320, Houston, TX 10018
Mailing Address
1350 Broadway Room/suite 2320, New York, NY 10018
Phone number
(646) 989-1120
Established
Texas since 01/15/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
