Kelly J. Cole

EPIC WEALTH MANAGEMENT LLC

Red Bank, NJ 07701

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CRD#: 6080152

Professional summary

Kelly Jean Cole, who also goes by Kelly Jean Liotti, Kelly Liotti, is a registered financial advisor currently at EPIC WEALTH MANAGEMENT LLC located in Red Bank, New Jersey.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kelly has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Jean Liotti | Kelly Liotti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ms. Cole is a licensed insurance agent since 2004. She spends approximately 30% of her time on this business, both during and after securities trading hours. Duffy Cole Agency, LLC. has established a business relationship with an unlicensed person, in the form of an LLC registered with the state of New Jersey as Duffy Cole Agency, LLC, through which she compensates her business affiliate for her partner's referral of prospective insurance clients. The business relationship has been formalized through an LLC agreement and the compensation arrangement has been vetted to ensure compliance with all applicable law, rules and regulations. 0% of her time is spent on this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Jean Cole's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2021 - Present

EPIC WEALTH MANAGEMENT LLC

Office #1: 2 Bridge Avenue, Suite 633b, Red Bank, NJ 07701

RIA

CRD#: 305682

Red Bank, NJ

Past

April 18, 2018 - December 31, 2021

FOUNTAINHEAD ADVISORS

RIA

CRD#: 156185

Red Bank, NJ

Past

June 26, 2017 - April 11, 2018

INVST, LLC

RIA

CRD#: 282863

RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/23/2021)

IAR

New York
(7/11/2022)

IAR

Pennsylvania
(9/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2016

Uniform Investment Adviser Law Examination

Current Firm

EPIC WEALTH MANAGEMENT LLC

CRD#: 305682 / SEC#:

New Jersey

Registered Investment Advisory firm - (10/20/2020 Approved)

New York

Registered Investment Advisory firm - (7/11/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/14/2022 Approved)

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Contact information

Main Address

2 Bridge Avenue, Suite 633b, Red Bank, NJ 07701

Mailing Address

Phone number

+1 (732) 784-6548

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 13,679,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kelly J. Cole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Jean Cole's CRS (Customer Relationship Summary).

Certified licenses

Experience

EPIC WEALTH MANAGEMENT LLC

FOUNTAINHEAD ADVISORS

INVST, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2016

Current Firm

EPIC WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EPIC WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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