Cassandra M. Mcknight
STASH WEALTH
Norwalk, CT
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CRD#: 6079682
Professional summary
Cassandra Marie Mcknight, CFP®, who also goes by Cassandra Marie Ducey, is a registered financial advisor currently at STASH WEALTH, LLC located in Norwalk, Connecticut.
Cassandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Cassandra has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Cassandra Marie Ducey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cassandra Marie Mcknight's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
July 28, 2023 - Present
STASH WEALTH, LLC
RIA
CRD#: 167072
Norwalk, CT
Past
October 12, 2015 - June 21, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
GREENWICH, CT
Past
June 15, 2015 - June 21, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
GREENWICH, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STASH WEALTH, LLC
MODERNA CAPITAL | STASH WEALTH, LLC | STASH WEALTH
CRD#: 167072 / SEC#: 801-129335
RIA
Registered Investment Advisory firm - (1/11/2024 Approved)California
Registered Investment Advisory firm - (3/9/2024 Terminated)Colorado
Registered Investment Advisory firm - (2/13/2024 Terminated)Delaware
Registered Investment Advisory firm - (2/9/2024 Terminated)District of Columbia
Registered Investment Advisory firm - (2/8/2024 Terminated)Florida
Registered Investment Advisory firm - (2/8/2024 Terminated)Illinois
Registered Investment Advisory firm - (2/8/2024 Terminated)New Jersey
Registered Investment Advisory firm - (1/19/2024 Terminated)New York
Registered Investment Advisory firm - (2/8/2024 Terminated)North Carolina
Registered Investment Advisory firm - (2/9/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2024 Terminated)Texas
Registered Investment Advisory firm - (2/8/2024 Terminated)Virginia
Registered Investment Advisory firm - (2/12/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(7/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
STASH WEALTH, LLC
MODERNA CAPITAL | STASH WEALTH, LLC | STASH WEALTH
CRD#: 167072 / SEC#: 801-129335
RIA
Registered Investment Advisory firm - (1/11/2024 Approved)California
Registered Investment Advisory firm - (3/9/2024 Terminated)Colorado
Registered Investment Advisory firm - (2/13/2024 Terminated)Delaware
Registered Investment Advisory firm - (2/9/2024 Terminated)District of Columbia
Registered Investment Advisory firm - (2/8/2024 Terminated)Florida
Registered Investment Advisory firm - (2/8/2024 Terminated)Illinois
Registered Investment Advisory firm - (2/8/2024 Terminated)New Jersey
Registered Investment Advisory firm - (1/19/2024 Terminated)New York
Registered Investment Advisory firm - (2/8/2024 Terminated)North Carolina
Registered Investment Advisory firm - (2/9/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2024 Terminated)Texas
Registered Investment Advisory firm - (2/8/2024 Terminated)Virginia
Registered Investment Advisory firm - (2/12/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
85 Broad Street 17th Floor, New York, NY 10004
Mailing Address
Phone number
(212) 913-9904
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 606 |
| AUM (Assets Under Management) | $ 41,117,293 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
