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JS

John S. Stine

TRIPLE P SECURITIES
New York, NY 10019
Some features on this profile are disabled
CRD#: 6079444
JS

Professional summary

John Stephen Stine, who also goes by John Stine, is a registered financial professional currently at TRIPLE P SECURITIES, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2014. John has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Stine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Stephen Stine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 16, 2024 - Present

TRIPLE P SECURITIES, LLC

Office #1: 640 Fifth Avenue 10th Floor, New York, NY 10019
BD
CRD#: 323197
New York, NY
Past

March 31, 2016 - April 1, 2021

ROTHSCHILD & CO US INC.

BD
CRD#: 2910
NEW YORK, NY
Past

October 2, 2014 - March 18, 2016

KROLL SECURITIES LLC

BD
CRD#: 36927
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/16/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/15/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/2/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TP
TRIPLE P SECURITIES, LLC
PORTAGE POINT | TRIPLE P SECURITIES, LLC | PORTAGE POINT PARTNERS

CRD#: 323197 / SEC#: , 8-71006

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
640 Fifth Avenue 10th Floor, New York, NY 10019
Mailing Address
300 N La Salle St. Ste. 1420, Chicago, IL 60654
Phone number
(312) 781-7520
Established
Delaware since 08/31/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PORTAGE POINT PARTNERS, LLCMEMBER
ATTANASIO, ELIZABETH MARIEFINOP5325007
BREMER, STEVEN WALTERMANAGING DIRECTOR5161797
COHEN, JASON ADAMCEO
TURNER, EDEN KIERNANCHIEF COMPLIANCE OFFICER6348203

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRIPLE P SECURITIES, LLC

CRD#: 323197New York, NY 10019

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