Rachel A. Ryan
Professional summary
Rachel Alexa Ryan, who also goes by Rachel Alexa Sheehy, Rachel Alexa Sheehy Ryan, is a registered financial advisor currently at RIALTO WEALTH MANAGEMENT located in Syracuse, New York.
Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Rachel has worked at 2 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rachel Alexa Ryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2023 - Present
RIALTO WEALTH MANAGEMENT
Office #1: 126 N Salina St. Suite 404, Syracuse, NY 13202August 5, 2013 - July 21, 2022
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
RIALTO WEALTH MANAGEMENT
CRD#: 319411 / SEC#: 801-123598
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/21/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/7/2013
Limited Representative-Equity Trader ExamCurrent Firm
RIALTO WEALTH MANAGEMENT
CRD#: 319411 / SEC#: 801-123598
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 738 |
| AUM (Assets Under Management) | $ 403,683,000 |
Red Flags
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Company Information
RIALTO WEALTH MANAGEMENT
CRD#: 319411Syracuse, NY 13202TRUST BUT VERIFY
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