AR
Alec F. Root
D.B. ROOT & COMPANY
South Boston, MA
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CRD#: 6079395
AR
Professional summary
Alec F Root is a registered financial advisor currently at D.B. ROOT & COMPANY, LLC located in South Boston, Massachusetts.
Alec is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Alec has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alec F Root's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2022 - Present
D.B. ROOT & COMPANY, LLC
RIA
CRD#: 188512
South Boston, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
D.B. ROOT & COMPANY, LLC
BARDOUGNE WEALTH MANAGEMENT, LLC | DBR NEXT | DBR FIDUCIARY PLAN SOLUTIONS | DBR & CO WEALTH PARTNERS | DBR & CO | DB ROOT & COMPANY, INC. | D.B. ROOT & COMPANY, LLC
CRD#: 188512 / SEC#: 801-106632
RIA
Registered Investment Advisory firm - (9/11/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(7/7/2022)
IAR
Pennsylvania(6/29/2022)
Exams
Current Firm
D.B. ROOT & COMPANY, LLC
BARDOUGNE WEALTH MANAGEMENT, LLC | DBR NEXT | DBR FIDUCIARY PLAN SOLUTIONS | DBR & CO WEALTH PARTNERS | DBR & CO | DB ROOT & COMPANY, INC. | D.B. ROOT & COMPANY, LLC
CRD#: 188512 / SEC#: 801-106632
RIA
Registered Investment Advisory firm - (9/11/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
436 Seventh Avenue Suite 2800, Pittsburgh, PA 15219
Mailing Address
Phone number
(412) 227-2800
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,536 |
| AUM (Assets Under Management) | $ 829,797,025 |
Red Flags
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