Mariia Eroshin

CERTUITY

North Palm Beach, FL 33408

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CRD#: 6079201

Professional summary

Mariia Eroshin, CFP®, who also goes by Mariia Kouznetsova, is a registered financial advisor currently at CERTUITY, LLC located in North Palm Beach, Florida.

Mariia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mariia has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mariia Kouznetsova

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) UNIVERSITY OF SAN FRANCISCO, NOT INVESTMENT-RELATED, EDUCATIONAL INSTITUTION, 2130 FULTON STREET, SAN FRANCISCO, CA 94117. TEACH CLASSES, ADJUNCT FACULTY, STARTED APRIL 2008, SEVERAL SATURDAYS A YEAR, NONE DURING BUSINESS HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mariia Eroshin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

June 5, 2023 - Present

CERTUITY, LLC

Office #1: 1295 Us Highway One Third Floor, North Palm Beach, FL 33408

RIA

CRD#: 129505

North Palm Beach, FL

Past

June 18, 2019 - July 15, 2021

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN FRANCISCO, CA

Past

June 17, 2019 - July 15, 2021

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SAN FRANCISCO, CA

Past

January 17, 2018 - June 20, 2019

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777

San Francisco, CA

Past

April 18, 2017 - June 20, 2019

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SAN FRANCISCO, CA

Past

April 18, 2017 - June 20, 2019

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SAN FRANCISCO, CA

Past

August 16, 2012 - April 18, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PALO ALTO, CA

Past

July 16, 2012 - April 18, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PALO ALTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERTUITY, LLC

CRD#: 129505 / SEC#: 801-62580

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/14/2012

General Securities Representative Examination

Current Firm

CERTUITY, LLC

CRD#: 129505 / SEC#: 801-62580

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

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Contact information

Main Address

1295 Us Highway One Third Floor, North Palm Beach, FL 33408

Mailing Address

Phone number

(561) 693-3255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CERTUITY FORM ADV PART 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	1,889
AUM (Assets Under Management)	$ 3,100,032,026

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/04/2024	Cover Page	Report
12/22/2023	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mariia Eroshin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mariia Eroshin's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITI PRIVATE ALTERNATIVES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CERTUITY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/14/2012

Current Firm

CERTUITY, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CERTUITY, LLC

TRUST BUT VERIFY

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