SP
Stephen J. Pascoe
VAN CLEMENS WEALTH MANAGEMENT
Minneapolis, MN 55402
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CRD#: 6079145
SP
Professional summary
Stephen Joseph Pascoe is a registered financial advisor currently at VAN CLEMENS WEALTH MANAGEMENT, LLC located in Minneapolis, Minnesota and VAN CLEMENS & CO. INCORPORATED located in Minneapolis, Minnesota.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Stephen has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Inspire Companies LLC (Formally Stephen Pascoe Financial Services LLC) Position, Title, or relationship: CEO Start Date: 08/2019 Nature of business: Holding company for independent insurance and wealth management companies for tax purposes and business expenses as well as staffing. DBA Inspire Financial Services Address: 16576 Inguadona Beach Cir. SW, Prior Lake, MN 55372 Investment-related: No Approximate number of hours/month devoted: 1 Number of hours devoted during securities trading hours: 1 2)Inspire Insurance Services LLC (Formally Lead Gen Geeks LLC) Position, Title, or relationship: CEO Start Date: 08/2019 Nature of business: Property, Casualty, Life & Health Insurance independent agency, DBA Inspire Financial Services Address: 16576 Inguadona Beach Cir. SW, Prior Lake, MN 55372 Investment-related: No Approximate number of hours/month devoted: 1 Number of hours devoted during securities trading hours: 1 3)Inspire Wealth Management LLC Position, Title, or relationship: CEO Start Date: 06/2023 Nature of business: Independent financial services entity for taxes and expenses, DBA Inspire Financial Services Address: 16576 Inguadona Beach Cir. SW, Prior Lake, MN 55372 Investment-related- Yes Approximate number of hours/month devoted: 1 Number of hours devoted during securities trading hours: 1
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Joseph Pascoe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2023 - Present
VAN CLEMENS WEALTH MANAGEMENT, LLC
Office #1: 900 2nd Avenue South Suite 1500, Minneapolis, MN 55402RIA
CRD#: 297362
Minneapolis, MN
Current
July 5, 2023 - Present
VAN CLEMENS & CO. INCORPORATED
Office #1: 900 Second Ave S Suite 1500, Minneapolis, MN 55402BD
CRD#: 6914
Minneapolis, MN
Past
May 18, 2015 - July 5, 2023
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
Rochester, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VAN CLEMENS WEALTH MANAGEMENT, LLC
ABUNDANCE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | VAN CLEMENS WEALTH MANAGEMENT, LLC | VAN CLEMENS WEALTH MANAGEMENT | VAN CLEMENS FINANCIAL | TRUE NORTH WEALTH SOLUTIONS | TRANSFORMATIVE FINANCIAL PARTNERS | INSPIRE FINANCIAL SERVICES | INFORM FINANCIAL PLANNING | FUTURE-FOCUSED WEALTH | ENERGIZED RETIREMENT PLANNERS | BEYOND TANGIBLE WEALTH
CRD#: 297362 / SEC#: 801-129906
RIA
Registered Investment Advisory firm - (4/12/2024 Approved)California
Registered Investment Advisory firm - (5/15/2024 Terminated)Indiana
Registered Investment Advisory firm - (4/15/2024 Terminated)Iowa
Registered Investment Advisory firm - (4/15/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/15/2024 Terminated)North Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)South Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)Washington
Registered Investment Advisory firm - (5/15/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (4/15/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(8/19/2024)
IAR
Massachusetts(8/28/2024)
RR
Minnesota(7/5/2023)
IAR
Minnesota(8/14/2023)
RR
North Dakota(10/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VAN CLEMENS WEALTH MANAGEMENT, LLC
ABUNDANCE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | VAN CLEMENS WEALTH MANAGEMENT, LLC | VAN CLEMENS WEALTH MANAGEMENT | VAN CLEMENS FINANCIAL | TRUE NORTH WEALTH SOLUTIONS | TRANSFORMATIVE FINANCIAL PARTNERS | INSPIRE FINANCIAL SERVICES | INFORM FINANCIAL PLANNING | FUTURE-FOCUSED WEALTH | ENERGIZED RETIREMENT PLANNERS | BEYOND TANGIBLE WEALTH
CRD#: 297362 / SEC#: 801-129906
RIA
Registered Investment Advisory firm - (4/12/2024 Approved)California
Registered Investment Advisory firm - (5/15/2024 Terminated)Indiana
Registered Investment Advisory firm - (4/15/2024 Terminated)Iowa
Registered Investment Advisory firm - (4/15/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/15/2024 Terminated)North Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)South Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)Washington
Registered Investment Advisory firm - (5/15/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (4/15/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
900 2nd Avenue South Suite 1500, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 758-9140
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 551 |
| AUM (Assets Under Management) | $ 327,243,548 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
