ND
Nathan L. Dorner
THRIVENT INVESTMENT MANAGEMENT
Fairview Park, OH 44126
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CRD#: 6079078
ND
Professional summary
Nathan Lee Dorner, CFP® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Fairview Park, Ohio.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Nathan has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GARFIELD MEMORIAL UNITED METHODIST CHURCH POSITION: SPRC committee member NATURE: The Staff-Parish Relations Committee (SPRC) serves the church by building and managing the relationship between the church staff and the church congregation. Their primary task is to work with the lead pastor to manage the legal and ethical responsibilities of the church staff. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 3650 Lander Rd, Cleveland OH 44124, United States DESCRIPTION: The committeeholds monthly meetings to address concerns between the staff and the congregation. This includes managing procedures for hiring and maintaining the staff, and working to oversee those involved in various church activities to establish and maintain propriety in the church community. TRILOBITE GROUP, LLP POSITION: Partner NATURE: My team has set up an LLC (Dimetrodon Group, LLC) to obtain a loan to purchase a building. Our LLC will then lease the building to our LLP which will then sublease the building to our team of reps on the first floor as well as a team of psychologists on the second floor. I was advised by my field risk manager that all partners must put in an OBA for the LLP because the LLP will be subleasing to individuals outside of Thrivent, but the LLC does not need to enter an OBA as it is the LLP, not the LLC which will be dealing with the non-Thrivent renters on the second floor. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2025 ADDRESS: 22021 Brookpark Rd, Fairview Park OH 44126, United States DESCRIPTION: I am one of three partners (myself, Jon Wilterdink, and Curt Bissell) on the team who is responsible for all decisions regarding the management of the team's LLP. This will include a sublease to the upstairs tenants (a team of psychologists led by John Bontempo) in addition to the paying and managing of staff and other business expenses for the team.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Lee Dorner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nathan Lee Dorner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
August 13, 2012 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 22021 Brookpark Rd, Fairview Park, OH 44126RIA
BD
CRD#: 18387
Fairview Park, OH
Current
August 6, 2012 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 22021 Brookpark Rd, Fairview Park, OH 44126RIA
BD
CRD#: 18387
Fairview Park, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/16/2021)
RR
Florida(11/11/2020)
RR
Georgia(9/29/2025)
RR
Illinois(2/28/2024)
RR
Indiana(8/16/2023)
RR
Massachusetts(7/10/2020)
RR
New York(3/24/2020)
RR
North Carolina(2/24/2021)
RR
Ohio(8/13/2012)
IAR
Ohio(8/13/2012)
RR
South Carolina(1/2/2014)
RR
Tennessee(3/8/2023)
RR
Virginia(10/13/2014)
RR
Wisconsin(1/19/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
