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GT

Grant M. Turner

ARES WEALTH MANAGEMENT SOLUTIONS
Denver, CO 80202
Some features on this profile are disabled
CRD#: 6079020
GT

Professional summary


Grant Myles Turner is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in Denver, Colorado.

Grant is registered as a RR (Registered Representative) and started their career in finance in 2012. Grant has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Grant Myles Turner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 9, 2018 - Present

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Office #1: 1200 17th Street Suite #2900, Denver, CO 80202
BD
CRD#: 119546
Denver, CO
Past

November 1, 2016 - November 10, 2017

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
Franklin, TN
Past

October 31, 2016 - November 10, 2017

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI
Past

October 31, 2016 - November 10, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
Franklin, TN
Past

October 31, 2016 - November 10, 2017

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
APPLETON, WI
Past

October 31, 2016 - November 10, 2017

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

May 4, 2015 - March 29, 2016

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
FRANKLIN, TN
Past

April 9, 2013 - July 29, 2013

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
FRANKLIN, TN
Past

November 5, 2012 - October 31, 2016

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

June 29, 2012 - October 22, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
SAUK RAPIDS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/5/2019)
RR
Alaska
(4/5/2019)
RR
Arizona
(2/9/2018)
RR
Arkansas
(4/5/2019)
RR
California
(4/5/2019)
RR
Colorado
(2/9/2018)
RR
Connecticut
(4/5/2019)
RR
Delaware
(4/5/2019)
RR
District of Columbia
(4/5/2019)
RR
Florida
(4/5/2019)
RR
Georgia
(4/5/2019)
RR
Hawaii
(4/5/2019)
RR
Idaho
(4/5/2019)
RR
Illinois
(4/5/2019)
RR
Indiana
(4/5/2019)
RR
Iowa
(4/5/2019)
RR
Kansas
(4/5/2019)
RR
Kentucky
(4/5/2019)
RR
Louisiana
(4/5/2019)
RR
Maine
(4/5/2019)
RR
Maryland
(4/5/2019)
RR
Massachusetts
(4/5/2019)
RR
Michigan
(4/5/2019)
RR
Minnesota
(4/5/2019)
RR
Mississippi
(4/5/2019)
RR
Missouri
(4/5/2019)
RR
Montana
(2/9/2018)
RR
Nebraska
(2/9/2018)
RR
Nevada
(2/9/2018)
RR
New Hampshire
(4/5/2019)
RR
New Jersey
(4/5/2019)
RR
New Mexico
(2/9/2018)
RR
New York
(4/5/2019)
RR
North Carolina
(4/5/2019)
RR
North Dakota
(4/5/2019)
RR
Ohio
(4/5/2019)
RR
Oklahoma
(4/5/2019)
RR
Oregon
(4/5/2019)
RR
Pennsylvania
(4/5/2019)
RR
Puerto Rico
(4/5/2019)
RR
Rhode Island
(4/5/2019)
RR
South Carolina
(4/5/2019)
RR
South Dakota
(4/5/2019)
RR
Tennessee
(4/5/2019)
RR
Texas
(4/5/2019)
RR
Utah
(2/9/2018)
RR
Vermont
(4/5/2019)
RR
Virginia
(4/5/2019)
RR
Washington
(4/5/2019)
RR
West Virginia
(4/5/2019)
RR
Wisconsin
(4/5/2019)
RR
Wyoming
(2/9/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/8/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AW
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
ARES WEALTH MANAGEMENT SOLUTIONS, LLC | REAL ESTATE INCOME SECURITIES, LLC | DIVIDEND CAPITAL SECURITIES, LLC | BLACK CREEK CAPITAL MARKETS, LLC

CRD#: 119546 / SEC#: , 8-65199

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1200 17th Street Suite #2900, Denver, CO 80202
Mailing Address
1200 17th Street Suite #2900, Denver, CO 80202
Phone number
(303) 869-4600
Established
Colorado since 12/21/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
DOUBLE DIAMOND LLCSOLE MEMBER
ADAMSON, CHRISTINA CARSONDESIGNATED PRINCIPAL / CO-CEO5372006
GALLIGAN, CASEY DDESIGNATED PRINCIPAL / CO-CEO4022954
MAGNER, BRIANCHIEF COMPLIANCE OFFICER3069172
MARRONE, MICHAEL THOMASFINOP, PRINCIPAL FINANCE OFFICER AND PRINCIPAL OPERATIONS OFFICER4859949

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 119546Denver, CO 80202

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