John R. Motley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Motley was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2012. John had worked at 4 firms and has passed the Series 66, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2016 - August 31, 2018
J. W. COLE ADVISORS, INC.
March 7, 2016 - August 31, 2018
J.W. COLE FINANCIAL, INC.
August 12, 2015 - March 5, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 16, 2015 - March 5, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 13, 2012 - October 30, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.
July 10, 2012 - October 30, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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