Haley S. Hazem

SKYBOUND WEALTH USA

Olathe, KS

Some features on this profile are disabled

CRD#: 6078917

Professional summary

Haley Sue Hazem, who also goes by Haley Sue Brown, Haley Brown, Haley Sue Hamblin, is a registered financial advisor currently at SKYBOUND WEALTH USA located in Olathe, Kansas.

Haley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Haley has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Haley Sue Brown | Haley Brown | Haley Sue Hamblin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Haley Sue Hazem's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2026 - Present

SKYBOUND WEALTH USA

RIA

CRD#: 313358

Olathe, KS

Past

August 18, 2023 - April 21, 2026

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Overland Park, KS

Past

August 15, 2023 - April 21, 2026

PRIME CAPITAL FINANCIAL

RIA

CRD#: 288712

Overland Park, KS

Past

September 20, 2018 - August 16, 2023

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OVERLAND PARK, KS

Past

July 18, 2018 - August 16, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SKYBOUND WEALTH USA

SKYBOUND WEALTH MANAGEMENT USA | SKYBOUND WEALTH USA | SKYBOUND WEALTH MANAGEMENT USA, LLC

CRD#: 313358 / SEC#: 801-121157

RIA

Registered Investment Advisory firm - (5/6/2021 Approved)

Ohio

Registered Investment Advisory firm - (5/30/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(5/4/2026)

IAR

Texas
(5/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/2021

General Securities Principal Examination

Current Firm

SKYBOUND WEALTH USA

SKYBOUND WEALTH MANAGEMENT USA | SKYBOUND WEALTH USA | SKYBOUND WEALTH MANAGEMENT USA, LLC

CRD#: 313358 / SEC#: 801-121157

RIA

Registered Investment Advisory firm - (5/6/2021 Approved)

Ohio

Registered Investment Advisory firm - (5/30/2023 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2700 Post Oak Boulevard 21st Floor, Houston, TX 77056

Mailing Address

Phone number

+1 (346) 845-0001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - ANNUAL UPDATE 2023 (12/23/2025)

Regulatory assets under management

Total Number of Accounts	310
AUM (Assets Under Management)	$ 160,577,958

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Haley S. Hazem

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Haley Sue Hazem's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKYBOUND WEALTH USA

PRIVATE CLIENT SERVICES, LLC

PRIME CAPITAL FINANCIAL

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

SKYBOUND WEALTH USA

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2018

Series 24

Date: 7/13/2021

Current Firm

SKYBOUND WEALTH USA

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SKYBOUND WEALTH USA

TRUST BUT VERIFY

Similar Advisors