Samuel G. Fenton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Gerard Fenton, who also goes by Sam Fenton, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2012. Samuel had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2019 - March 7, 2023
PAYCHEX SECURITIES CORPORATION
December 3, 2012 - December 18, 2017
CROSSMARK DISTRIBUTORS, INC.
October 19, 2012 - July 30, 2018
CROSSMARK GLOBAL INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
