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LT

Lorenzo C. Treadway

PELICAN WEALTH MANAGEMENT
MONROE, LA 71201
Some features on this profile are disabled
CRD#: 6078291
LT

Professional summary

Lorenzo Charles Treadway is a registered financial advisor currently at PELICAN WEALTH MANAGEMENT located in Monroe, Louisiana.

Lorenzo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Lorenzo has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lorenzo Charles Treadway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2017 - Present

PELICAN WEALTH MANAGEMENT

Office #1: 3001 Armand Street Suite L, Monroe, LA 71201
RIA
CRD#: 289549
MONROE, LA
Past

January 31, 2014 - August 15, 2017

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
MONROE, LA
Past

October 1, 2012 - August 15, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
MONROE, LA
Past

August 14, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
MONROE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(8/28/2017)
IAR
Texas
(11/30/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/30/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/15/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/13/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PELICAN WEALTH MANAGEMENT
PELICAN WEALTH MANAGEMENT
PELICAN WEALTH MANAGEMENT | PELICAN WEALTH MANAGEMENT, LLC

CRD#: 289549 / SEC#:

Louisiana
Registered Investment Advisory firm - (8/28/2017 Approved)
Texas
Registered Investment Advisory firm - (10/22/2019 Approved)
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Contact information

Main Address
3001 Armand Street Suite L, Monroe, LA 71201
Mailing Address
Phone number
(318) 600-3010
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts90
AUM (Assets Under Management)$ 11,898,992

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PELICAN WEALTH MANAGEMENT

PELICAN WEALTH MANAGEMENT

CRD#: 289549Monroe, LA 71201

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