Lorenzo C. Treadway

PELICAN WEALTH MANAGEMENT

Monroe, LA 71201

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CRD#: 6078291

Professional summary

Lorenzo Charles Treadway is a registered financial advisor currently at PELICAN WEALTH MANAGEMENT located in Monroe, Louisiana.

Lorenzo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Lorenzo has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUST, NON-INVESTMENT RELATED, TRUST PROTECTOR, START DATE: 07/2017,K 2 HR/MO, 0 HR/MO DURING TRADING HOURS, OVERSEE THE TRUSTEES ACTIONS WHILE PRESERVING THE BEST INTEREST OF THE BENEFICIARY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lorenzo Charles Treadway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2017 - Present

PELICAN WEALTH MANAGEMENT

Office #1: 1900 Lamy Lane Suite A, Monroe, LA 71201

RIA

CRD#: 289549

Monroe, LA

Past

January 31, 2014 - August 15, 2017

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

MONROE, LA

Past

October 1, 2012 - August 15, 2017

J.P. MORGAN SECURITIES LLC

CRD#: 79

MONROE, LA

Past

August 14, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MONROE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/28/2017)

IAR

Texas
(11/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PELICAN WEALTH MANAGEMENT

PELICAN WEALTH MANAGEMENT | PELICAN WEALTH MANAGEMENT, LLC

CRD#: 289549 / SEC#:

Louisiana

Registered Investment Advisory firm - (8/28/2017 Approved)

Texas

Registered Investment Advisory firm - (10/22/2019 Approved)

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Contact information

Main Address

1900 Lamy Lane Suite A, Monroe, LA 71201

Mailing Address

Phone number

(318) 600-3010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	270
AUM (Assets Under Management)	$ 47,008,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lorenzo C. Treadway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lorenzo Charles Treadway's CRS (Customer Relationship Summary).

Certified licenses

Experience

PELICAN WEALTH MANAGEMENT

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2014

SIE

Date: 8/15/2017

Series 7

Date: 12/10/2013

Series 6

Date: 8/13/2012

Current Firm

PELICAN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PELICAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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