Daniel S. Freund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Stephen Freund was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2014. Daniel had worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2021 - March 17, 2022
BAY CREST PARTNERS, LLC
July 23, 2014 - September 30, 2015
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/16/2021
General Securities Representative ExaminationSeries 55
Date: 8/29/2014
Limited Representative-Equity Trader ExamCurrent Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
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