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LK

Lesya N. Kuzmyk

D/B/A PALAZZO
New York, NY 10019
Some features on this profile are disabled
CRD#: 6077862
LK

Professional summary

Lesya Nmn Kuzmyk, who also goes by Lesya Kuzmyk, is a registered financial professional currently at D/B/A PALAZZO located in New York, New York.

Lesya is registered as a RR (Registered Representative) and started their career in finance in 2013. Lesya has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lesya Kuzmyk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lesya Nmn Kuzmyk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 29, 2021 - Present

D/B/A PALAZZO

Office #1: 145 West 57th St 17th Floor, New York, NY 10019
BD
CRD#: 156378
New York, NY
Past

September 29, 2017 - February 12, 2020

EQUITEQ SECURITIES LLC

BD
CRD#: 283799
New York, NY
Past

May 11, 2016 - August 14, 2017

JEGI LLC

BD
CRD#: 134887
NEW YORK, NY
Past

July 23, 2014 - April 20, 2016

WALLER CAPITAL SECURITIES LLC

BD
CRD#: 127734
NEW YORK, NY
Past

September 4, 2013 - July 14, 2014

KROLL SECURITIES LLC

BD
CRD#: 36927
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/29/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/26/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/3/2013
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DP
D/B/A PALAZZO
D/B/A PALAZZO | PALAZZO SECURITIES LLC

CRD#: 156378 / SEC#: , 8-68792

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
145 West 57th Street 17th Floor, New York, NY 10019
Mailing Address
145 West 57th Street 17th Floor, New York, NY 10010
Phone number
(212) 402-9000
Established
New York since 01/10/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PA PALAZZO LLCSOLE MEMBER
PALAZZO, PHILIP A. JR.CEO, CCO, AML COMPLIANCE OFFICER, INVESTMENT BANKING MANAGER5885547
RANKEL, WILLIAM EDWINFINOP/CFO2074785

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

D/B/A PALAZZO

CRD#: 156378New York, NY 10019

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