Herbert V. Danielson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herbert Victor Danielson was a registered financial professional .
Herbert is a previously registered financial professional and started their career in finance in 1968. Herbert had worked at 11 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2003 - December 31, 2012
J.W. COLE FINANCIAL, INC.
January 4, 2002 - September 5, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
April 12, 1994 - December 31, 2001
NATHAN & LEWIS SECURITIES, INC.
November 20, 1989 - December 8, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - April 11, 1994
OSAIC WEALTH, INC.
June 15, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 13, 1988 - May 30, 1989
NEW ENGLAND SECURITIES
December 24, 1987 - July 9, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
August 2, 1985 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
January 31, 1984 - August 1, 1985
RADFORD CAPITAL CORPORATION
August 7, 1979 - January 9, 1984
WORLD CAPITAL BROKERAGE, INC.
January 14, 1977 - June 26, 1989
PROVIDENT MARKETING CORPORATION
December 13, 1973 - January 14, 1977
PLA SECURITIES CORPORATION
July 1, 1968 - October 28, 1973
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/28/1968
Registered Representative ExaminationCurrent Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
