Austin D. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Austin Douglas Hughes was a registered financial professional .
Austin is a previously registered financial professional and started their career in finance in 2012. Austin had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2019 - September 9, 2020
WEALTH MANAGER GROUP
December 1, 2017 - September 2, 2020
OSAIC WEALTH, INC.
August 31, 2012 - September 2, 2020
OSAIC WEALTH, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WEALTH MANAGER GROUP
CRD#: 299862 / SEC#: 801-114521
Contact information
Red Flags
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