Lauren M. Wood
Professional summary
Lauren Michelle Wood, CFP®, who also goes by Lauren Wood, is a registered financial advisor currently at LNW located in San Francisco, California.
Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Lauren has worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Michelle Wood's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
September 19, 2023 - Present
LNW
Office #1: 580 California St., San Francisco, CA 94104July 20, 2012 - March 30, 2015
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
LNW
CRD#: 107341 / SEC#: 801-36445
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/19/2023)
(9/19/2023)
Exams
Current Firm
LNW
CRD#: 107341 / SEC#: 801-36445
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,068 |
| AUM (Assets Under Management) | $ 12,230,221,045 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/20/2024 | ||
| 01/25/2024 | ||
| 02/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
