Paul C. Dziepak

CIRRUS CAPITAL LLC

BLOOMFIELD HILLS, MI 48304

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CRD#: 6077242

Professional summary

Paul C Dziepak, who also goes by Paul Craig Dziepak, is a registered financial advisor currently at CIRRUS CAPITAL LLC located in Bloomfield Hills, Michigan.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Paul has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Craig Dziepak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HUDSON INSURANCE GROUP; INVESTMENT RELATED; INSURANCE AGENT & PRODUCER; 8027 S. STATE RD, GOODRICH, MI 48438; SPENDS APPROX. 15 HRS/MTH WITH 15 DURING TRADING. KEY OF HOPE; NON-INVESTMENT RELATED; MARKETING/EVENT COORDINATOR; ORGANIZATION STATIONED IN DURBAN, SOUTH AFRICA; SPENDS APPROX. 96 HRS/MTH WITH 18 DURING TRADING. KINGDOM BUILDING VENTURES, LLC; NON-INVESTMENT RELATED; 3079 S. BALDWIN RD., LAKE ORION, MI 48359; OWNER; START DATE: 05/2018; SPENDS 1 HOUR PER MONTH. AUTHOR; E-BOOK, NON-INVESTMENT RELATED. SPENDS LESS THAN 1% OF HIS TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul C Dziepak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2020 - Present

CIRRUS CAPITAL LLC

Office #1: 40900 Woodward Avenue Ste. 111, Bloomfield Hills, MI 48304

RIA

CRD#: 288297

BLOOMFIELD HILLS, MI

Past

August 27, 2015 - May 18, 2020

FUNDTEQ

RIA

CRD#: 269857

BIRMINGHAM, MI

Past

July 2, 2014 - May 7, 2015

TD AMERITRADE, INC.

RIA

CRD#: 7870

BIRMINGHAM, MI

Past

July 2, 2014 - May 7, 2015

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BIRMINGHAM, MI

Past

July 1, 2014 - May 7, 2015

TD AMERITRADE, INC.

CRD#: 7870

BIRMINGHAM, MI

Past

September 7, 2012 - June 3, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BLOOMFIELD HILLS, MI

Past

August 3, 2012 - June 3, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BLOOMFIELD HILLS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CIRRUS CAPITAL LLC

CIRRUS CAPITAL LLC | DBA AXIS FINANCIAL

CRD#: 288297 / SEC#: 801-132907

RIA

Registered Investment Advisory firm - (6/2/2025 Approved)

Michigan

Registered Investment Advisory firm - (10/1/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/1/2025 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/5/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/16/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2012

General Securities Representative Examination

Current Firm

CIRRUS CAPITAL LLC

CIRRUS CAPITAL LLC | DBA AXIS FINANCIAL

CRD#: 288297 / SEC#: 801-132907

RIA

Registered Investment Advisory firm - (6/2/2025 Approved)

Michigan

Registered Investment Advisory firm - (10/1/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/1/2025 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2025 Terminated)

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Contact information

Main Address

40900 Woodward Avenue Ste. 111, Bloomfield Hills, MI 48304

Mailing Address

Phone number

(248) 290-6222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	1,476
AUM (Assets Under Management)	$ 124,261,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul C. Dziepak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul C Dziepak's CRS (Customer Relationship Summary).

Certified licenses

Experience

FUNDTEQ

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CIRRUS CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/5/2012

SIE

Date: 12/16/2019

Series 7

Date: 8/2/2012

Current Firm

CIRRUS CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CIRRUS CAPITAL LLC

TRUST BUT VERIFY

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