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SC

Sandy S. Choi

KNOWN GROWTH LLC
New York, NY 10001
Some features on this profile are disabled
CRD#: 6076950
SC

Professional summary


Sandy Suh Moon Choi, who also goes by Sandy Choi, is a registered financial professional currently at KNOWN GROWTH LLC located in New York, New York.

Sandy is registered as a RR (Registered Representative) and started their career in finance in 2012. Sandy has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sandy Choi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sandy Suh Moon Choi's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 18, 2025 - Present

KNOWN GROWTH LLC

Office #1: 31 Hudson Yards 11th Floor, New York, NY 10001
BD
CRD#: 322351
New York, NY
Past

September 29, 2023 - August 5, 2025

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
SANTA MONICA, CA
Past

September 27, 2018 - April 1, 2022

GUGGENHEIM INVESTOR SERVICES, LLC

BD
CRD#: 30096
Santa Monica, CA
Past

November 18, 2015 - September 28, 2018

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
Santa Monica, CA
Past

August 10, 2012 - November 18, 2013

FORTRESS CAPITAL FORMATION LLC

BD
CRD#: 152385
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/18/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 4/5/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/28/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


KG
KNOWN GROWTH LLC
KNOWN GROWTH LLC

CRD#: 322351 / SEC#: , 8-71022

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
31 Hudson Yards 11th Floor, New York, NY 10001
Mailing Address
31 Hudson Yards 11th Floor, New York, NY 10001
Phone number
(646) 970-4470
Established
Delaware since 05/18/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
KNOWN FINANCIAL, LLCOWNER
HOPKINS, THOMAS JOHNFINOP, POO, PFO1835087
NEWSOME, HOPE LYNEEINTERIM PRESIDENT AND CHIEF COMPLIANCE OFFICER3267142

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KNOWN GROWTH LLC

CRD#: 322351New York, NY 10001

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