PM
Patrick T. Murray
QUASAR DISTRIBUTORS
Naples, FL 34108
Some features on this profile are disabled
CRD#: 6076641
PM
Professional summary
Patrick Tomas Murray, who also goes by Patrick Tomas Murray, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Naples, Florida.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2022. Patrick has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Patrick Tomas Murray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Patrick Tomas Murray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2023 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 801 Laurel Oak Drive Suite 300a, Naples, FL 34108BD
CRD#: 103848
Naples, FL
Past
July 4, 2022 - October 24, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEW YORK, NY
Past
January 24, 2022 - October 24, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/17/2023)
RR
Alaska(1/17/2023)
RR
Arizona(1/17/2023)
RR
Arkansas(1/17/2023)
RR
California(1/17/2023)
RR
Colorado(1/17/2023)
RR
Connecticut(1/17/2023)
RR
Delaware(1/17/2023)
RR
District of Columbia(1/17/2023)
RR
Florida(1/17/2023)
RR
Georgia(1/17/2023)
RR
Hawaii(1/17/2023)
RR
Idaho(1/17/2023)
RR
Illinois(1/17/2023)
RR
Indiana(1/17/2023)
RR
Iowa(1/17/2023)
RR
Kansas(1/17/2023)
RR
Kentucky(1/17/2023)
RR
Louisiana(1/17/2023)
RR
Maine(1/17/2023)
RR
Maryland(1/17/2023)
RR
Massachusetts(1/17/2023)
RR
Michigan(1/17/2023)
RR
Minnesota(1/17/2023)
RR
Mississippi(1/17/2023)
RR
Missouri(1/17/2023)
RR
Montana(1/17/2023)
RR
Nebraska(1/17/2023)
RR
Nevada(1/17/2023)
RR
New Hampshire(1/17/2023)
RR
New Jersey(1/17/2023)
RR
New Mexico(1/17/2023)
RR
New York(1/17/2023)
RR
North Carolina(1/17/2023)
RR
North Dakota(1/17/2023)
RR
Ohio(1/17/2023)
RR
Oklahoma(1/17/2023)
RR
Oregon(1/17/2023)
RR
Pennsylvania(1/17/2023)
RR
Puerto Rico(1/17/2023)
RR
Rhode Island(1/17/2023)
RR
South Carolina(1/17/2023)
RR
South Dakota(1/17/2023)
RR
Tennessee(2/21/2024)
RR
Texas(1/17/2023)
RR
Utah(1/17/2023)
RR
Vermont(1/17/2023)
RR
Virgin Islands(1/17/2023)
RR
Virginia(1/17/2023)
RR
Washington(1/17/2023)
RR
West Virginia(1/17/2023)
RR
Wisconsin(1/17/2023)
RR
Wyoming(1/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
