Luke M. Tait

GOLDEN GUIDANCE LLC

Overland Park, KS

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CRD#: 6076632

Professional summary

Luke Martin Tait is a registered financial advisor currently at GOLDEN GUIDANCE LLC located in Overland Park, Kansas.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Luke has worked at 4 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business; The Food Truck Club whether the business is investment-related; No, not investment related the address of the other business; 7901 W 122nd St. Overland Park, KS 66213 the nature of the other business; Food services, online booking platform your position; Partner title, or relationship with the other business; Partner the start date of your relationship; Jan 2021 the approximate number of hours/month you devote to the other business; 20 the number of hours you devote to the other business during securities trading hours; 1 and briefly describe your duties relating to the other business; I help coordinate the business and expand our operations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Martin Tait's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2019 - Present

GOLDEN GUIDANCE LLC

RIA

CRD#: 300702

Overland Park, KS

Past

July 29, 2016 - October 20, 2022

QUADCAP WEALTH MANAGEMENT, LLC

RIA

CRD#: 151490

FRISCO, TX

Past

March 12, 2015 - May 31, 2016

GOLDMAN SACHS & CO. LLC

CRD#: 361

DALLAS, TX

Past

June 13, 2012 - January 7, 2013

PARAGON WEALTH MANAGEMENT

RIA

CRD#: 105962

PROVO, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/26/2023)

IAR

Louisiana
(5/18/2020)

IAR

Texas
(4/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/30/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2015

General Securities Representative Examination

Current Firm

GOLDEN GUIDANCE LLC

CRD#: 300702 / SEC#:

Kansas

Registered Investment Advisory firm - (1/17/2023 Approved)

Louisiana

Registered Investment Advisory firm - (5/18/2020 Approved)

Texas

Registered Investment Advisory firm - (4/2/2019 Approved)

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Contact information

Main Address

Overland Park, KS

Mailing Address

Phone number

(214) 392-8839

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 11,050,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luke M. Tait

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Martin Tait's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDEN GUIDANCE LLC

QUADCAP WEALTH MANAGEMENT, LLC

GOLDMAN SACHS & CO. LLC

PARAGON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2015

Series 65

Date: 5/30/2012

SIE

Date: 5/31/2016

Series 7

Date: 3/12/2015

Current Firm

GOLDEN GUIDANCE LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GOLDEN GUIDANCE LLC

TRUST BUT VERIFY

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