Emily C. Wheeler

ATTLEBORO WEALTH MANAGEMENT LLC

Yardley, PA 19067

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CRD#: 6076282

Professional summary

Emily Christine Wheeler is a registered financial advisor currently at ATTLEBORO WEALTH MANAGEMENT LLC located in Yardley, Pennsylvania.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Emily has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ms. Wheeler is a licensed insurance agent/broker.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Christine Wheeler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2022 - Present

ATTLEBORO WEALTH MANAGEMENT LLC

Office #1: 1051 Lindenhurst Road, Yardley, PA 19067

RIA

CRD#: 318056

Yardley, PA

Past

December 3, 2018 - February 14, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Newtown, PA

Past

November 30, 2018 - February 14, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Yardley, PA

Past

February 24, 2015 - December 12, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

January 5, 2015 - December 12, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATTLEBORO WEALTH MANAGEMENT LLC

ATTLEBORO WEALTH MANAGEMENT | M. J. BYELICH & ASSOCIATES, LLC | DS FINANCIAL STRATEGIES | ATTLEBORO WEALTH MANAGEMENT LLC

CRD#: 318056 / SEC#: 801-134205

RIA

Registered Investment Advisory firm - (8/21/2025 Approved)

New Jersey

Registered Investment Advisory firm - (9/12/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/3/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/10/2025)

IAR

Pennsylvania
(2/11/2022)

IAR

Texas
(4/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/2015

General Securities Representative Examination

Current Firm

ATTLEBORO WEALTH MANAGEMENT LLC

ATTLEBORO WEALTH MANAGEMENT | M. J. BYELICH & ASSOCIATES, LLC | DS FINANCIAL STRATEGIES | ATTLEBORO WEALTH MANAGEMENT LLC

CRD#: 318056 / SEC#: 801-134205

RIA

Registered Investment Advisory firm - (8/21/2025 Approved)

New Jersey

Registered Investment Advisory firm - (9/12/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/3/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2025 Terminated)

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Contact information

Main Address

1051 Lindenhurst Road, Yardley, PA 19067

Mailing Address

Phone number

(215) 310-9440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (9/12/2025)

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 113,057,319

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Emily C. Wheeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Christine Wheeler's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ATTLEBORO WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2015

SIE

Date: 12/12/2017

Series 7

Date: 1/3/2015

Current Firm

ATTLEBORO WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATTLEBORO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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