HP
Henry J. Peterson
MEDALLION WEALTH ADVISORS
Farmington, CT 06032
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CRD#: 6076200
HP
Professional summary
Henry J Peterson is a registered financial advisor currently at MEDALLION WEALTH ADVISORS, LLC located in Farmington, Connecticut.
Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Henry has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.HIGHLAND CAPITAL INSURANCE SALES, INDEPENDENT CONTRACTOR. LIFE INSURANCE. 5 HOURS DEVOTED PER MONTH, 5 HOURS DEVOTED PER MONTH DURING MARKET HOURS. START DATE 2/2012-INVESTMENT RELATED 2.MEDALLION WEALTH ADVISORS. INVESTMENT RELATED.IAR. 150 HOURS DEVOTED PER MONTH, 150 HOURS DURING MARKET HOURS. 3. FARMINGTON PUBLIC SCHOOLS - COACHING, NOT INVESTMENT RELATED, START DATE = 03/2019, 10 HRS./MO., 0 HRS./MO./MKT. HRS. 4. MEDALLION WEALTH ADVISORS, LLC POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: Investment advisory and Financial Planning, business structured as a LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 32 START DATE: 08/01/2018 ADDRESS: 2 BRIDGEWATER ROAD, SUITE 201, FARMINGTON CT 06032, United States DESCRIPTION: INVESTMENT ADVISORY AND FINANCIAL PLANNING 5. HIGHLAND CAPITAL BROKERAGE POSITION: INSURANCE AGENT NATURE: INSURANCE AGENCY BROKERAGE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 08/05/2014 ADDRESS: ONE FARM GLEN ROAD, FARMINGTON CT 06032, United States DESCRIPTION: INSURANCE AGENCY WITH INSURANCE SOLUTIONS RELATED TO FINANCIAL PLANNING PROCESS
CRS (Client Relationship Summary) - RIA
Click below to view Henry J Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2015 - Present
MEDALLION WEALTH ADVISORS, LLC
Office #1: 2 Bridgewater Road Suite 201, Farmington, CT 06032RIA
CRD#: 156064
Farmington, CT
Past
October 11, 2024 - May 13, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
FARMINGTON, CT
Past
August 1, 2014 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
FARMINGTON, CT
Past
March 11, 2013 - August 4, 2014
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
E. HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MEDALLION WEALTH ADVISORS, LLC
MEDALLION WEALTH ADVISORS, LLC
CRD#: 156064 / SEC#: 801-116959
RIA
Registered Investment Advisory firm - (7/15/2019 Approved)Connecticut
Registered Investment Advisory firm - (7/24/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (7/23/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/6/2019 Terminated)New Jersey
Registered Investment Advisory firm - (7/31/2019 Terminated)New York
Registered Investment Advisory firm - (7/23/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(8/18/2015)
IAR
Massachusetts(12/8/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MEDALLION WEALTH ADVISORS, LLC
MEDALLION WEALTH ADVISORS, LLC
CRD#: 156064 / SEC#: 801-116959
RIA
Registered Investment Advisory firm - (7/15/2019 Approved)Connecticut
Registered Investment Advisory firm - (7/24/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (7/23/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/6/2019 Terminated)New Jersey
Registered Investment Advisory firm - (7/31/2019 Terminated)New York
Registered Investment Advisory firm - (7/23/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Bridgewater Road Suite 201, Farmington, CT 06032
Mailing Address
Phone number
(860) 967-3032
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,493 |
| AUM (Assets Under Management) | $ 407,428,379 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
