Jeffrey Garrett Van Siclen
CFP®Professional Summary
Jeffrey Garrett Van Siclen, CFP® is a registered financial advisor currently at FORTIS CAPITAL ADVISORS, LLC located in Hingham, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Hingham, Massachusetts. Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Credentials
Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Current Firm
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN WEALTH MANAGEMENT, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | THE KMB GROUP | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RIOGA CAPITAL LLC | RAPPS & ASSOCIATES | PROBITAS PLANNING LLC | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | MOUNTAIN FINANCIAL CAPITAL | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GORTON & COMPANY P.C. | GENERATIONS WEALTH PARTNERS | GC WEALTH MANAGEMENT, LLC | FORTIS CAPITAL ASSET MANAGEMENT | FORTIS CAPITAL ADVISORS, LLC | FORTIFY, LLC | FERN BRIDGE ADVISORS | DEFIANT FINANCIAL SERVICES, LLC | DAK FINANCIAL SERVICES, LLC | CORETACTIC STRATEGIES | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BESPOKE PRIVATE WEALTH | BE INVESTMENT MANAGEMENT | BANYAN GLOBAL INVESTMENT ADVISORS, LLC | AWS WEALTH MANAGEMENT | ASPEN CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
7301 Mission Road Suite 326, Prairie Village, KS 66208Phone Number
(913) 222-8862# of Employees
68SEC notice filing (37 States and Territories)
Registered to provide investment advisory services in 37 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
4,475AUM (Assets Under Management)
$1,615,575,526Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Primary Firm SEC Registration
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN WEALTH MANAGEMENT, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | THE KMB GROUP | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RIOGA CAPITAL LLC | RAPPS & ASSOCIATES | PROBITAS PLANNING LLC | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | MOUNTAIN FINANCIAL CAPITAL | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GORTON & COMPANY P.C. | GENERATIONS WEALTH PARTNERS | GC WEALTH MANAGEMENT, LLC | FORTIS CAPITAL ASSET MANAGEMENT | FORTIS CAPITAL ADVISORS, LLC | FORTIFY, LLC | FERN BRIDGE ADVISORS | DEFIANT FINANCIAL SERVICES, LLC | DAK FINANCIAL SERVICES, LLC | CORETACTIC STRATEGIES | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BESPOKE PRIVATE WEALTH | BE INVESTMENT MANAGEMENT | BANYAN GLOBAL INVESTMENT ADVISORS, LLC | AWS WEALTH MANAGEMENT | ASPEN CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
(7/17/2023)
(4/29/2019)
(6/6/2017)
(7/17/2023)
(10/3/2014)
(9/3/2024)
(11/30/2023)
(10/3/2014)
(10/3/2014)
(10/3/2014)
(1/13/2025)
(7/8/2016)
(7/12/2018)
(7/10/2023)
(7/17/2023)
(10/3/2014)
(9/3/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Garrett Van Siclen's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC