Ryan Martin Carter
Professional Summary
Ryan Martin Carter is a registered financial advisor currently at MESIROW FINANCIAL, INC. located in Orange Park, Florida. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2013. Ryan has worked at 3 firms and has passed the Series 63, Series 50, SIE, Series 52, Series 79, Series 3, Series 7 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
MESIROW & COMPANY | PEMBROKE CLEARING CORPORATION | MESIROW FINANCIAL, INC. | MESIROW CAPITAL, INC. | MESIROW & COMPANY, INCORPORATED
Contact Information
Main Address
353 N. Clark Street, Chicago, IL 60654Mailing Address
353 N. Clark Street, Chicago, IL 60654Phone Number
(312) 595-6000Established
Delaware since 10/12/1982Firm Type
CorporationFiscal Year End
MarchFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | — |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | — |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | CFO | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| SHIELDS, JAMES | CHIEF COMPLIANCE OFFICER | 2927398 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
Regulatory Event
18Civil Event
1Bond
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/26/2025)
(10/17/2025)
(6/22/2026)
(11/19/2025)
(10/17/2025)
(11/19/2025)
(11/19/2025)
(11/19/2025)
(11/18/2025)
(11/20/2025)
(9/17/2026)
(9/17/2026)
(10/21/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Jun 2024About the Series 50 examSeries 79 — Investment Banking Registered Representative Examination
Passed Sep 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ryan Martin Carter's CRS (Customer Relationship Summary).
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