Patrick Robert O'brien
Professional Summary
Patrick Robert O'brien, who also goes by Patrick Robert O'brien, Patrick R O'brien, is a registered financial advisor currently at JACKSON PEAK CAPITAL LLC located in Lafayette, California. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Patrick has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick Robert O'brien, Patrick R O'brien
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
JACKSON PEAK CAPITAL LLC
Contact Information
Main Address
3540 Wilkinson Lane Suite 2, Lafayette, CA 94549Phone Number
(516) 270-7271# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
10AUM (Assets Under Management)
$2,869,715Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/4/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Feb 2018About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Patrick Robert O'brien's CRS (Customer Relationship Summary).
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