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OS

Otavio H. Sardinha

BRADESCO INVESTMENTS
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 6075829
OS

Professional summary

Otavio Henrique Zolotar Sardinha is a registered financial professional currently at BRADESCO INVESTMENTS INC. located in Coral Gables, Florida.

Otavio is registered as a RR (Registered Representative) and started their career in finance in 2012. Otavio has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Otavio Henrique Zolotar Sardinha's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 23, 2021 - Present

BRADESCO INVESTMENTS INC.

Office #1: 3011 Ponce De Leon Blvd, Ph1, Coral Gables, FL 33134
BD
CRD#: 19453
Coral Gables, FL
Past

April 27, 2020 - November 16, 2021

BOLTON GLOBAL CAPITAL

BD
CRD#: 15650
Miami, FL
Past

February 12, 2016 - February 27, 2020

XP INVESTMENTS US, LLC

BD
CRD#: 156691
MIAMI, FL
Past

January 16, 2015 - February 10, 2016

BANCO DO BRASIL SECURITIES LLC

BD
CRD#: 132701
MIAMI, FL
Past

June 18, 2013 - February 25, 2014

BANCO DO BRASIL SECURITIES LLC

BD
CRD#: 132701
MIAMI, FL
Past

June 5, 2013 - July 3, 2013

INTERTRADING SECURITIES

BD
CRD#: 153901
MIAMI, FL
Past

November 7, 2012 - June 3, 2013

BANIF SECURITIES INC

BD
CRD#: 38913
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(12/2/2021)
RR
Florida
(7/12/2022)
RR
Georgia
(11/24/2021)
RR
New York
(2/13/2025)
RR
Texas
(11/23/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 7/25/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/6/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/11/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BI
BRADESCO INVESTMENTS INC.
BAC CORP. SECURITIES | BRADESCO INVESTMENTS INC. | BRADESCO BAC FLORIDA INVESTMENTS CORP. | BRADESCO BAC FLORIDA INVESTMENT CORP. | BAC FLORIDA INVESTMENTS CORP. | BAC FLORIDA INVESTMENTS | BAC CORP. SECURITIES AND INVESTMENT SERVICES

CRD#: 19453 / SEC#: , 8-37483

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
3011 Ponce De Leon Blvd, Ph1, Coral Gables, FL 33134
Mailing Address
3011 Ponce De Leon Blvd, Ph1, Coral Gables, FL 33134
Phone number
(305) 523-6510
Established
Florida since 11/14/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRADESCO BANKSHAREHOLDER
GALINDO GNIBUS, DULCE MARIACHIEF COMPLIANCE OFFICER5172187
GOULART DA CUNHA, MAURICIO FRANCOHEAD OF BRADESCO INVESTMENTS5206904
VILLELA, CARLOS ALBERTOCHIEF ACCOUNTING OFFICER, FINOP5882274

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRADESCO INVESTMENTS INC.

CRD#: 19453Coral Gables, FL 33134

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