Kaitlyn M. Carlson
Professional summary
Kaitlyn Mcinnis Carlson, CFP®, who also goes by Kaitlyn Anne Mcinnis, Kaitlyn Mcinnis, Kaitlyn A Mcinnis, is a registered financial advisor currently at THEORY PLANNING PARTNERS located in Marblehead, Massachusetts.
Kaitlyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kaitlyn has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kaitlyn Mcinnis Carlson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2020 - Present
THEORY PLANNING PARTNERS
September 6, 2019 - May 12, 2020
CIVITAS FINANCIAL
April 22, 2019 - July 31, 2019
MINOT WEALTH MANAGEMENT LLC
August 31, 2015 - May 1, 2019
UBS FINANCIAL SERVICES INC.
August 31, 2015 - May 1, 2019
UBS FINANCIAL SERVICES INC.
June 16, 2014 - August 4, 2015
PUTNAM INVESTMENT MANAGEMENT, LLC
November 25, 2013 - August 4, 2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/12/2025)
(1/15/2025)
(5/13/2020)
(5/6/2020)
(9/2/2025)
(6/22/2023)
(5/18/2020)
(9/21/2023)
(7/22/2024)
Exams
Current Firm
THEORY PLANNING PARTNERS
CRD#: 308877 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 223 |
| AUM (Assets Under Management) | $ 19,304,686 |
Red Flags
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