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Darin B. Roth

2642 CAPITAL
Wheaton, IL
Some features on this profile are disabled
CRD#: 6074916
DR

Professional summary

Darin Bond Roth, who also goes by Bond Roth, D Bond Roth, Darin B Roth, is a registered financial advisor currently at 2642 CAPITAL, LLC located in Wheaton, Illinois.

Darin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Darin has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bond Roth | D Bond Roth | Darin B Roth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darin Bond Roth's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2026 - Present

2642 CAPITAL, LLC

RIA
CRD#: 341216
Wheaton, IL
Past

March 16, 2023 - February 4, 2026

STENGER FAMILY OFFICE, LLC

RIA
CRD#: 325089
NAPERVILLE, IL
Past

July 22, 2019 - April 7, 2023

MORGAN STANLEY

RIA
CRD#: 149777
Oak Brook, IL
Past

July 22, 2019 - April 7, 2023

MORGAN STANLEY

BD
CRD#: 149777
Oak Brook, IL
Past

July 22, 2015 - July 1, 2019

GUGGENHEIM INVESTMENTS

RIA
CRD#: 105477
CHICAGO, IL
Past

July 22, 2015 - July 1, 2019

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
CHICAGO, IL
Past

March 16, 2015 - July 22, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
CHICAGO, IL
Past

January 6, 2015 - July 22, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/12/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/6/2015
General Securities Representative Examination

Current Firm

2C
2642 CAPITAL, LLC
2642 CAPITAL, LLC

CRD#: 341216 / SEC#: 801-135746

RIA
Registered Investment Advisory firm - (4/2/2026 120-Day Approval)
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Contact information

Main Address
5301 34th Avenue Se, Naples, FL 34117
Mailing Address
Phone number
(239) 289-1218
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2642 CAPITAL, LLC ADV PART 2 BROCHURE (3/3/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

2642 CAPITAL, LLC

CRD#: 341216Wheaton, IL

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